_海通国际电子_美国商务部BIS公开电话纪要2022_10_13.pdf

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ocr_text: Bureau of Industry and Security\n\nP\nublic briefing On October 13, 2022,\n\n“Implementation of Additional Export Controls: Certain Advanced Computing and\n\nSemiconductor Manufacturing Items; Supercomputer and Semiconductor End Use;\n \nEntity List\n\nModifications”\n\n\n \nWhy: China civil military fusion bypass export control\n.\n \nParticularly on advance logic and\n\nmemory, will aim to\n \nmaintain as large of a lead as possible.\n\n\n \nC\nhina’s ability to deploy AI: power tool for competitive advantage on milit\nary or civility.\n\nSupport facial recognition system etc\n\n\n \nC\nase by case application review applies to US facilities and allied country facilities. For all\n\nother applications “presumption of denial”\n \nstandard\n, and this is important given miliary\n\ncivil\n \nfusion\n \nap\nproach\n\nTwo main topics:\n\n1)\n \nSemi\nconductor\n \nmanufacturing: certain equipment,\n \ncertain\n \nend uses, component\n \nfor\n\nproducing equipment in China and US persons\n\nEquipment: certain tools\n \nthat are essential for\n \nhigh\n-\nend\n \nchip production that are only produced\n\nin\n \nUS,\n\nAll these c\nontained in\n \nnew\n \nECCN,\n \nthis measure\n \nalso triggers license\n \nrequirement\n \nfor Russia\n.\n\nConsider proposing to\n \nWassenaar Arrangement\n \nin 2023\n\nLogic: Fin\nFET\n \nor GAA for 16/14nm\n \nor below\n\nD\nRMA; 18nm half pitch or less\n\nN\nAND: 128 or more\n\nWhy\n \nthese t\nhresholds\n? These have the most national security application; AI\n \nhelps\n \nenable\n\nmilitary\n \ndecision making/planning and logistics. Will regularly review and revise to protect\n\nnational security and foreign policy interest.\n\nQ\n: Semi end\n-\nuser and parts.\n\nA\n: Spe\nc specific questions will be on Q&A section on the website. Generally speaking,\n\n1)\n \nSemiconductor end\n-\nuse control\n \napplies when\n \nyou know\n \nthe end use is to produce at the\ntech threshold,\n \nalso applies when you don’t know the level of production. Must conduct\n\nKYC\n. Eg: when you know the equipment specially designed for producing restricted levels\n\nbut\n \npurported\n \nto be for unrestricted levels.\n\n2)\n \nFab facility means where the production occurs, subsequent steps that do not alter the\n\ntechnology levels are not covered.\n\n3)\n \nMu\nltinational need license or not depends on if item contains EAR or if US person is\n\ninvolved.\n\nRestricting items that will be used to produce i\nndigenous\n \nsemiconductor\n \nmanufacturing\n\nequipment\n: this control applies to all items subject to EAR.\n \nApplies when Chinese parts suppliers\n\nshipping to allied partners.\n\nUS person:\n \ndefinition is in\n \nsection 772.1 of EAR,\n \nin short,\n \nany individual who is\n \ncitixen of US, a\n\nPR, alien, or protect individual defined by law.\n \nJuridical person, including foreign bra\nnds, any\n\nperson in\n \nthe\n \nUS.\n\nSection\n \n7\n44.6 inform parties that\n \nlicense is required\n \nfor a US person for items\n \nnot subject to\n\nEAR\n \nand when US person knows that the item in transfer will be used in restricted technology\n\nfabrication. Facilitate/service o\nr any\n \naction e\nven when you do not know w\nhere the item will be\n\nused applies. All of this in c\nonjunction with 744.6C (\nany transfer of any chip)\n\n2)\n \nAdvance chips and\n \nSupercomputing\n \n(Oct 21\nst\n)\n\nT\nargeting:\n \nAdvance chip and related software technology\n\nAdvance chips =\n \n3\n00 TOPs at 16 bits and interconnect speed of 600\n\nBased on foreign direct product control: this will apply to foreign chips and PRC designed chips\n\nmeeting the parameters.\n\nC\nat 4 is controlled under ECCN 4A090: When chip is controlled unde\nr ECCN3A090 (new advance\n\nchip) and Cat\n \n5\n-\npart\n \n2 chip controlled for encryption,\n \nwill not be eligible for license exception if\n\nit\n \nexceeds\n \nthe technology threshold of 3A090\n\nSupercomputing:\n \n1\n000 PFLOPS at 64 bits at certain\n\nQ\n:\n \nD\nual diligence\n \nstandard\n\nA:\n \nS\ntandard is the same if there is public information that client will\n \nbuild supercomputing\n, if\nnot sure about\n \ndon’t know floor space,\n \nseek guidance from BIS regarding applicability\n\nEntity list: subject to foreign direct rule\n\nThey are restricted from\n\n1)\n \nDi\nrect product of software (controlled under CCL cat 3/4/5)\n\n2)\n \nProduct of a foreign plant or major product of a that’s a direct product of a US\n-\norigin\n\nsoftware (cat 3/4/5)\n\nAbove are s\nubject\n \nto\n \na license\n \nfrom aboard to any of the 28 entities\n\nSupercomputing end\n-\nuse\n \ncontrol\n \napplies\n \neven to parties that are not in either e\nntity list and\n\nUVL\n. Both\n \nlists\n \nare dynamic and will\n \nchange\n\nTo minimax disruption two measures 1) TGL for certain\n \nactivities,\n \nand 2) a\n \nmodel certificate to\n\nhelp determine if FDP applies\n\n-\n \nTemp license\n \n6\n-\nmonth TGL:\n \nsupply chain related activity\n \n(such as testing and verification) in\n\nChina\n \nrelated to specific items, doesn’t not allow for transfer to Chinese\n \nend\n-\nusers. Once\n\nexpired will be rev\niewed on case\n-\nby\n-\ncase basis. Can be used by country groups that are not\n\nheadquartered in D1/D3/D5\n\n-\n \nDeveloped\n \nmodel certificate\n \nto help with identifying, not a required step and doesn’t now\n\nreplace KYC\n.\n \nHelp ease process.\n\nW\nill seek multilateral control (with other nations) on the new ECCN trough the\n \nWassenaar\n\nArrangement\n\nOther Q&A:\n\nQ:\n \nDefinition of AI\n\nA:\n \nnot tied to a\n \nspecific\n \ndefinition of AI but to the chip spec\n\nQ\n: Whether only Cat 3/4/5 is subject to new export control\n\nA\n: As a practical mater yes, but any CCL items that\n \nECCN 3A090 and 4A090 parameters will need\n\nlicense\n\nQ: will access by foreign nations to\n \n3\nE\n001, 3D00\n1 software related to\n \n3B090\n \nequipment require\n\ndeemed export (re\n-\nexport) license?\n\nA: u\nnder\n \n742.6\n,\n \ndeemed export is not required for ECCN\n \n3D001\nHowever,\n \nif\n \nanti\n-\nterrorism\n \ncontrol, then license is required for deemed exports\n\nQ: what happens when\n \nItem that are under 2\n \ncategories? Ie\n \n5\nA002\n \nand\n \n3A090\n \nun\nder both cat\n\n5/3\n\nA:\n \nThe classification does not change, license exception\n \nmay change, look for exception\n\nrestriction under\n \n7\n40.2A9\n\nQ:\n \nhow does\n \nTGL appliances to OSAT in\n \nChina?\n\nA\n:\n \nT\nGL applies for intermediary steps\n \nfor Countries not in D1/D3/D5\n \nwhen the item is not\n\nultimate designed to parties in China.\n\nQ\n:\n \nE\nxports to HK or\n \nMaca\nu\n\nA\n: HK has same\n \nexport rule\n \nas China,\n \nMacau\n \nhas separate\n \nrequirement\n\nQ\n:\n \nDoes BIS think about establishing a validated e\nnd user status\n \nfor end users in China for US\n\ncompanies\n\nA:\n \nS\neveral\n \nof those\n \ncompanies already have VEU (validated end user) in China.\n\nQ\n:\n \nS\neveral weeks\n \nago,\n \nBIS\n \ngave letter notice to\n \nNvidia\n/AMD, why not other companies\n\nA\n:\n \nC\nannot comment on this\n\nQ\n: Oct 21\n \nis the applicable date for 3A090 and 4A090, is that the final date?\n\nA\n:\n \nYes\n \nOct 21 is the\n \nlast date\n \nto ship to\n \nChina\n \nno matter the end use\n \nwithout a license\n.\n \nAbsent\n\nany other requirements\ninprotected.com
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